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Posts Tagged ‘fiduciary’

The Difference Between RIAs and Broker-Dealers

By Nick Ziarek | November 5, 2022
Computer, Phone and Coffee Mug

The Difference Between RIAs and Broker-Dealers Written By: Nick Ziarek, CFP®, CFA When searching for a financial advisor, there are many options and terms used to define a firm’s role and…

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New Fiduciary Rules and Why Shakespeare is Different  

By Shakespeare | November 16, 2017
New Fiduciary Rule

Your phone rings and your broker is on the other line.  They talk about recent changes in the market (it’s gone up or it’s gone down) and the need for…

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